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 Recorded Webinar: Acting in Best Interest of Client – The Heart of the Financial Planner`s Obligation

Recorded: 22nd April 2021

Duration:  50 minutes

 ABOUT THE WEBINAR

This session examines the fundamental obligation to act in client best interest and how this obligation has evolved in the current landscape. It covers:

  • The best interest duty – statutory duty explained
  • Obligations under FASEA Code of Ethics – standards 2,5, and 6
  • Obligations beyond the Code
    • Stewardship of capital
    • Corporations Act
    • ASIC Regulatory Guide 175
    • Australian Sustainable Finance Initiative
 PRESENTER
Recorded Webinars,Financial planning,Recorded Webinar:  Acting in Best Interest of Client – The Heart of the Financial Planner`s Obligation

Karen McLeod, Certified Financial Planner, Ethical Investment Advisers, Queensland

Karen McLeod is a Certified Financial Planner™ (CFP), specialising in ethical investment for over 13 years. In 2020 and 2019 she was named in the Financial Standard's Power50 - Most Influential Advisers in Australia. She was nominated by her peers to serve as a board member of the Responsible Investment Association Australasia (RIAA) for a decade ending in 2020.  In 2014, she chaired the Ethical Adviser's Cooperative, which promotes ethical investment options to Australian investors and advisers. She remains an active member of the Cooperative.  She currently sits on the Investment Committee for Future Super.

 WHO SHOULD ATTEND?

This webinar is suitable for financial planners – Australia wide. This webinar is for practitioners with some knowledge in this area and looking to improve their knowledge.

 CPD 

FASEA – category “client care” or “ethics” – 0.75 hours.   

 ENQUIRIES/ASSISTANCE
If you need assistance or have an enquiry, please do not hesitate to contact our Webinar Coordinator, Lisa Tran on (03) 8601 7709 or email: lisa@tved.net.au



© Television Education Network Pty Ltd 2022

Product Code: ZBAAPR21
 Price:  $198.00 (Inclusive of GST)
© 2022 Television Education Network Pty Ltd. All rights reserved. The program for this webinar is copyright and may not be reproduced in any form without the prior written consent of the copyright owner.