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Recorded Webinars

Recorded Webinar: Ethics in Quality: Implementing the Latest Quality Management Reforms

Mandatory obligations for applicable firms to establish systems of quality management for non-assurance services (APES 320), and for audits, reviews and other assurance services (ASQM 1 & 2, ASA 220), are now operative. Adding to this is the recent addition to the Tax Practiti
PRESENTED BY Jeffrey Luckins Partner - William Buck , Melbourne

Date/Time

About the Webinar

Mandatory obligations for applicable firms to establish systems of quality management for non-assurance services (APES 320), and for audits, reviews and other assurance services (ASQM 1 & 2, ASA 220), are now operative. Adding to this is the recent addition to the Tax Practitioners Board’s Code of Professional Conduct, that a quality management system must be established and maintained. Therefore, addressing the quality management requirements in a practice cannot be overlooked. This session delves into the requirements, including:

  • The objectives of APES 320, ASQM 1 & 2, ASA 220, and the TPB's quality management requirements
  • Content to be included in the firm's quality management documentation
  • Do ASQM 1 & 2 and ASA 220 apply, in addition to APES 320, if a firm's only audits, in addition to tax services, are:
    • the odd not-for-profit audit?
    • SMSFs?
  • Tips for sole practitioners and smaller firms to comply
  • How to comply with the ongoing obligations of the requirements, including:
    • how often a firm's quality management policies and procedures need to be monitored
    • how a sole practitioner can satisfy the requirements
  • How the requirements of APES 320 and ASQM1 differ
  • Guidance to the resources available from the professional associations to assist with compliance
  • Checklist of matters to be included in a firm's quality management documentation for:
    • non-assurance services
    • assurance services

Presented By

Jeffrey Luckins
Partner, William Buck Melbourne, Vic

Jeffrey Luckins is a Partner of Audit & Assurance at mid-market accounting and advisory firm William Buck in Melbourne and a Fellow of CPA Australia, Registered Company Auditor, Chartered Secretary, Fellow of the Governance Institute of Australia and Chartered Governance Institute, Chair of the Victorian State Council of the Governance Institute of Australia, Facilitator of the Victorian Company Secretaries Discussion Group, founding member of the IPO Network and Honorary Secretary of the Royal Society of Victoria.

Jeffrey is a thought leader, writer and presenter at conferences, events and for continuing educational programs on a range of topics focused on auditing, accounting, ethics, governance and equity capital markets.

Who Should Attend?

This webinar is suitable for accountants - Australia wide. This webinar is for practitioners with some knowledge in this area and looking to improve their knowledge.

CPD Information

Accountants can claim up to 1 CPD hour - Ethics. This webinar has been designed to run for 1 hour, however, webinar lengths can vary depending on the level of questions and discussion.

While TEN takes all reasonable care to include accurate and up-to-date information regarding CPD category classifications and compliance obligations, information regarding CPD point allocation are provided as a guide only. Allocation of CPD points is subject to the CPD requirements of your jurisdiction, personal circumstances and professional requirements. You are solely responsible for determining whether a particular product is appropriate for your CPD requirements.

Enquiries/Assistance

If you need assistance or have an enquiry, please do not hesitate to contact our Webinar Coordinator, Lisa Tran on (03) 8601 7709 or email: [email protected]

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