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Recorded Webinars

Recorded Webinar: Design, Distribution and Reporting Obligations in the Banking Sector

This session looks at key regulatory developments in the banking sector, with a focus on the design and distribution rules. It includes: What are the new product design and distribution obligations? Meeting the needs of consumers and targeted distribution What is a significan
PRESENTED BY Llon Riley Managing Associate - Allens , Melbourne

Date/Time

About the Webinar

This session looks at key regulatory developments in the banking sector, with a focus on the design and distribution rules. It includes:

  • What are the new product design and distribution obligations?
  • Meeting the needs of consumers and targeted distribution
  • What is a significant dealing not consistent with the target market determination?
  • Understanding Regulatory Guide 274 Product Design and Distribution Obligations
  • Notifying ASIC of a significant dealing and information requirements
  • Understanding increased breach reporting requirements
  • Banks obligation to notify, investigate and resolve cases of poor investment advice

Presented By

Llon Riley
Managing Associate, Allens Melbourne, Vic

Llon is a Managing Associate at Allens who specialises in retail financial services regulation, product design and simplification, payment systems and AML/CTF matters.

Llon has worked closely with Australian banks, financiers and other financial institutions for almost 15 years on large scale, multi-branded projects and on internal secondments. He has strong understanding of financial products, systems, processes and people which help deliver project outcomes and practical solutions to challenges. Llon has worked closely with financial institutions to implement and navigate new and emerging areas including design and distribution laws, anti-hawking, unfair contract terms, mandatory breach reporting, electronic mortgages and scams.

Who Should Attend?

This webinar is suitable for lawyers practising in commercial law – Australia wide. This webinar is for practitioners with some knowledge in this area and looking to improve their knowledge.

CPD Information

Lawyers can claim up to 1 CPD unit/point – substantive law. This webinar has been designed to run for 1 hour.

WA lawyers – Please note that TEN is unable to verify your completion of recorded webinars to the Legal Practice Board of WA. TEN is an accredited provider.

Enquiries/Assistance

If you need assistance or have an enquiry, please do not hesitate to contact our Webinar Coordinator, Lisa Tran on (03) 8601 7709 or email: [email protected]

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